Series 65
Uniform Investment Adviser Law Examination
🎓 Professional🌍 USA⏱️ 3 hours💵 $187 USD
📋 About the Series 65
The Series 65 exam, known as the Uniform Investment Adviser Law Examination, qualifies individuals as investment adviser representatives. Administered by FINRA on behalf of NASAA, this exam tests knowledge of laws, regulations, ethics, and investment topics relevant to providing investment advice. Unlike the Series 7, the Series 65 does not require firm sponsorship.
🧭 Explore This Test
🎯 Why Take the Series 65?
- ✓No sponsorship required - can register independently
- ✓Required to provide investment advice for a fee
- ✓Path to becoming a registered investment adviser
- ✓Covers broader investment knowledge than Series 63
⚡ Quick Facts
- Duration
- 3 hours
- Cost
- $187 USD
- Validity
- Lifetime
- Score Range
- 200-800
- Adaptive
- No
- At Home
- No